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American Association of
Individual Investors - The American Association of
Individual Investors specializes in providing education in
the area of stock investing, mutual funds, portfolio
management and retirement planning.
Board of Governors of the Federal Reserve System
(Federal Reserve Board - FRB)
The central bank of the U.S.; regulates the money supply and
oversees financial institutions that are members of the
Federal Reserve System.
Compliance News
Excellent source, continuously updated. Also see
Compliance Corner, including Question of the Week,
tips, articles and archives. From bankinfo.com.
Compliance Desk
Companion site to The Money Page, an excellent online
resource for compliance professionals, including a message
forum for specific compliance topics.
Compliance Tools
Also from bankinfo.com, a comprehensive source for online
manuals, software and consumer publications.
Federal
Deposit Insurance Corporation (FDIC)
Provides deposit insurance to and oversight of all federally
chartered financial institutions and state chartered
institutions electing coverage.
Federal
Financial Institutions Examination Council (FFIEC)
A formal interagency body to coordinate the examination and
reporting activities of the five primary regulators of
financial institutions: FRB, FDIC, NCUA, OCC and OTS.
Federal Trade
Commission (FTC)
Independent agency that enforces a variety of federal
antitrust and consumer protection laws.
Financial Crimes Enforcement Network (FINCEN)
Primary regulator for prevention and detection of money
laundering activities, including recordkeeping (Bank Secrecy
Act) and coordination with law enforcement agencies for
investigation of suspicious activities.
National
Credit Union Administration (NCUA)
Independent agency that regulates federally chartered credit
unions and administers the National Credit Union Share
Insurance Fund.
NASD Dispute Resolution - The NASD website provides you
with S.E.C. rulings, filings, calendars, market research,
and more.
New York Stock Exchange -
The NYSE website allows you to search for stock listings,
companies, market information, and delayed quotes
North American Securities Administration Association
- The oldest international organization devoted to
investor protection. Any individual or organization who
wishes to protect themselves from securities fraud will find
the information on this site useful.
Office
of the Comptroller of the Currency (OCC)
Treasury Department agency that regulates nationally
chartered banks.
Office
of Thrift Supervision (OTS)
Treasury Department agency that regulates federally
chartered thrift institutions (savings banks) and savings
and loan associations.
Securities Exchange Commission
- Here you will find Complaint assistance for investors,
current news, and searchable databases "...the investors'
advocate."
State Banking Regulators
Directory of financial institution regulators by state with
links to web sites.
US Legislative Banking Committees
From the MoneyPage, Senate and House committees, with links
to calendars, committee members and other current
information.
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